Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SACCO, ALEXANDER DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AH8337
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2025 - 17 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2025 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2024 - 14 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2023 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2018 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SACCO, ALEXANDER DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8337
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8337
UBS AG
Type 1: dealing in securities
27 Mar 2026 - 03 Apr 2026
No
AH8337
UBS AG
Type 1: dealing in securities
12 Sep 2025 - 17 Sep 2025
No
AH8337
UBS AG
Type 1: dealing in securities
02 May 2025 - 09 May 2025
No
AH8337
UBS AG
Type 1: dealing in securities
10 Sep 2024 - 14 Sep 2024
No
AH8337
UBS AG
Type 1: dealing in securities
24 Oct 2023 - 27 Oct 2023
No
AH8337
UBS AG
Type 1: dealing in securities
04 Jul 2018 - 31 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.