Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GANAPATHY, SIVARAM
Chinese Name of Relevant Individual
HKMA Registration Number
AH8367
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2026 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2026 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2026 - 11 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2026 - 11 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2025 - 13 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2025 - 13 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2025 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2025 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2025 - 11 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2025 - 11 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jul 2018 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GANAPATHY, SIVARAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8367
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8367
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Apr 2026 - 24 Apr 2026
No
AH8367
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Apr 2026 - 24 Apr 2026
No
AH8367
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Feb 2026 - 11 Feb 2026
No
AH8367
ROYAL BANK OF CANADA
Type 4: advising on securities
05 Feb 2026 - 11 Feb 2026
No
AH8367
ROYAL BANK OF CANADA
Type 1: dealing in securities
10 Nov 2025 - 13 Nov 2025
No
AH8367
ROYAL BANK OF CANADA
Type 4: advising on securities
10 Nov 2025 - 13 Nov 2025
No
AH8367
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Mar 2025 - 28 Mar 2025
No
AH8367
ROYAL BANK OF CANADA
Type 4: advising on securities
27 Mar 2025 - 28 Mar 2025
No
AH8367
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 Mar 2025 - 11 Mar 2025
No
AH8367
ROYAL BANK OF CANADA
Type 4: advising on securities
06 Mar 2025 - 11 Mar 2025
No
AH8367
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2018 - 30 Jun 2021
No
AH8367
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2018 - 30 Jun 2021
No
AH8367
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
06 Jul 2018 - 30 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.