Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, KA CHUN
Chinese Name of Relevant Individual
嚴嘉駿
HKMA Registration Number
AH8374
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2021 - 19 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2021 - 19 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2020 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2020 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Oct 2020 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2019 - 05 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2019 - 05 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2019 - 27 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2019 - 27 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, KA CHUN
:
Chinese Name of Relevant Individual
嚴嘉駿
:
HKMA Registration Number
AH8374
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8374
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Sep 2021 - 19 Jan 2023
No
AH8374
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Sep 2021 - 19 Jan 2023
No
AH8374
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Oct 2020 - 22 Aug 2021
No
AH8374
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Oct 2020 - 22 Aug 2021
No
AH8374
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Oct 2020 - 22 Aug 2021
No
AH8374
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Aug 2019 - 05 Sep 2020
No
AH8374
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Aug 2019 - 05 Sep 2020
No
AH8374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jan 2019 - 27 Jun 2019
No
AH8374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jan 2019 - 27 Jun 2019
No
AH8374
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2018 - 02 Dec 2018
No
AH8374
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2018 - 02 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.