Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SZE MAN
Chinese Name of Relevant Individual
林詩敏
HKMA Registration Number
AH8375
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT PRODUCT MANAGER
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT PRODUCT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SZE MAN
:
Chinese Name of Relevant Individual
林詩敏
:
HKMA Registration Number
AH8375
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2025
No
INVESTMENT PRODUCT MANAGER
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2025
No
INVESTMENT PRODUCT MANAGER
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8375
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Jan 2025
No
AH8375
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Jan 2025
No
AH8375
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 22 Sep 2024
No
AH8375
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 22 Sep 2024
No
AH8375
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2018 - 22 Sep 2024
No
AH8375
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2018 - 22 Sep 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.