Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, KWOK FAI
Chinese Name of Relevant Individual
鄧國輝
HKMA Registration Number
AH8391
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2024 - 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2024 - 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2023 - 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2023 - 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2021 - 28 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2021 - 28 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2020 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2020 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Nov 2020 - 21 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2019 - 14 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2019 - 14 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2019 - 23 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2019 - 23 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, KWOK FAI
:
Chinese Name of Relevant Individual
鄧國輝
:
HKMA Registration Number
AH8391
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2025
No
SALES, BRANCHES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Dec 2025
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8391
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 13 Dec 2025
No
AH8391
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 13 Dec 2025
No
AH8391
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Sep 2024 - 09 Apr 2025
No
AH8391
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Sep 2024 - 09 Apr 2025
No
AH8391
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2023 - 30 May 2024
No
AH8391
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Feb 2023 - 30 May 2024
No
AH8391
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Sep 2021 - 28 Sep 2022
No
AH8391
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Sep 2021 - 28 Sep 2022
No
AH8391
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Nov 2020 - 21 Jul 2021
No
AH8391
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Nov 2020 - 21 Jul 2021
No
AH8391
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Nov 2020 - 21 Jul 2021
No
AH8391
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
25 Jun 2019 - 14 Sep 2020
No
AH8391
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
25 Jun 2019 - 14 Sep 2020
No
AH8391
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jan 2019 - 23 May 2019
No
AH8391
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jan 2019 - 23 May 2019
No
AH8391
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2018 - 25 Sep 2018
No
AH8391
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2018 - 25 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.