Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, NGA YIN ZOEY
Chinese Name of Relevant Individual
王雅賢
HKMA Registration Number
AH8397
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2025 - 01 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2025 - 01 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2022 - 03 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2022 - 03 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2022 - 03 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2022 - 03 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2018 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2018 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, NGA YIN ZOEY
:
Chinese Name of Relevant Individual
王雅賢
:
HKMA Registration Number
AH8397
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Mar 2026
No
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Mar 2026
No
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8397
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 20 Mar 2026
No
AH8397
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 20 Mar 2026
No
AH8397
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 May 2025 - 01 Feb 2026
No
AH8397
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 May 2025 - 01 Feb 2026
No
AH8397
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2022 - 03 Feb 2025
No
AH8397
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2022 - 03 Feb 2025
No
AH8397
CITIBANK, N.A.
Type 1: dealing in securities
23 Sep 2022 - 03 Feb 2025
No
AH8397
CITIBANK, N.A.
Type 4: advising on securities
23 Sep 2022 - 03 Feb 2025
No
AH8397
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2019 - 30 Nov 2021
No
AH8397
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2019 - 30 Nov 2021
No
AH8397
CITIBANK, N.A.
Type 1: dealing in securities
28 Sep 2019 - 30 Nov 2021
No
AH8397
CITIBANK, N.A.
Type 4: advising on securities
28 Sep 2019 - 30 Nov 2021
No
AH8397
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2018 - 26 Apr 2019
No
AH8397
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2018 - 26 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.