Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LU, YI FU
Chinese Name of Relevant Individual

呂翊甫
HKMA Registration Number
AH8406
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LU, YI FU
:
Chinese Name of Relevant Individual
呂翊甫
:
HKMA Registration Number
AH8406
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
18 Sep 2025
No
SALESPERSON
UBS AG
Type 4: advising on securities
18 Sep 2025
No
SALESPERSON
UBS AG
Type 6: advising on corporate finance
18 Sep 2025
No
SALESPERSON