Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NAYSMITH, IAN ALEXANDER
Chinese Name of Relevant Individual
HKMA Registration Number
AH8433
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 28 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2019 - 28 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2018 - 10 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2018 - 10 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NAYSMITH, IAN ALEXANDER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8433
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8433
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
17 Jan 2019 - 28 May 2021
No
AH8433
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
17 Jan 2019 - 28 May 2021
No
AH8433
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
11 Jul 2018 - 10 Jan 2019
No
AH8433
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
11 Jul 2018 - 10 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.