Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, HAN
Chinese Name of Relevant Individual
付寒
HKMA Registration Number
AH8477
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2021 - 01 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2021 - 01 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2021 - 01 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2021 - 01 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2018 - 19 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, HAN
:
Chinese Name of Relevant Individual
付寒
:
HKMA Registration Number
AH8477
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8477
CITIBANK, N.A.
Type 1: dealing in securities
02 Sep 2021 - 01 Apr 2022
No
AH8477
CITIBANK, N.A.
Type 4: advising on securities
02 Sep 2021 - 01 Apr 2022
No
AH8477
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Sep 2021 - 01 Apr 2022
No
AH8477
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
02 Sep 2021 - 01 Apr 2022
No
AH8477
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
16 Jul 2018 - 19 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.