Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WU, CHEN KUO
Chinese Name of Relevant Individual

吳振國
HKMA Registration Number
AH8497
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, DIRECTOR
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WU, CHEN KUO
:
Chinese Name of Relevant Individual
吳振國
:
HKMA Registration Number
AH8497
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
17 Jul 2018
No
RELATIONSHIP MANAGER, DIRECTOR
CTBC BANK CO., LTD.
Type 4: advising on securities
17 Jul 2018
No
RELATIONSHIP MANAGER, DIRECTOR