Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PECH LEUNG, PATSY PUI SZE
Chinese Name of Relevant Individual
梁珮詩
HKMA Registration Number
AH8501
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2022 - 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2022 - 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2018 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PECH LEUNG, PATSY PUI SZE
:
Chinese Name of Relevant Individual
梁珮詩
:
HKMA Registration Number
AH8501
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8501
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
15 Jul 2022 - 06 Mar 2026
No
AH8501
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
15 Jul 2022 - 06 Mar 2026
No
AH8501
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 31 May 2022
No
AH8501
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 31 May 2022
No
AH8501
BANK OF MONTREAL
Type 1: dealing in securities
17 Jul 2018 - 30 Apr 2021
No
AH8501
BANK OF MONTREAL
Type 4: advising on securities
17 Jul 2018 - 30 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
