Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, YUH HARN
Chinese Name of Relevant Individual
HKMA Registration Number
AH8525
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2026 - 25 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2026 - 25 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2026 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2025 - 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2025 - 24 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2025 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2025 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2025 - 28 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2025 - 28 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2025 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2025 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2024 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2024 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2024 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 30
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, YUH HARN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8525
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 Apr 2026 - 25 Apr 2026
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
20 Apr 2026 - 25 Apr 2026
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Jan 2026 - 21 Jan 2026
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Jan 2026 - 21 Jan 2026
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Sep 2025 - 24 Sep 2025
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Sep 2025 - 24 Sep 2025
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 Jul 2025 - 25 Jul 2025
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Jul 2025 - 25 Jul 2025
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Apr 2025 - 28 Apr 2025
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Apr 2025 - 28 Apr 2025
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Jan 2025 - 23 Jan 2025
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Jan 2025 - 23 Jan 2025
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Nov 2024 - 25 Nov 2024
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Nov 2024 - 25 Nov 2024
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Sep 2024 - 20 Sep 2024
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Sep 2024 - 20 Sep 2024
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Mar 2024 - 29 Mar 2024
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Mar 2024 - 29 Mar 2024
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Jan 2024 - 26 Jan 2024
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
23 Jan 2024 - 26 Jan 2024
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Sep 2023 - 27 Sep 2023
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Sep 2023 - 27 Sep 2023
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 Aug 2023 - 25 Aug 2023
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
20 Aug 2023 - 25 Aug 2023
No
AH8525
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 May 2023 - 24 May 2023
No
AH8525
ROYAL BANK OF CANADA
Type 4: advising on securities
17 May 2023 - 24 May 2023
No
AH8525
UBS AG
Type 1: dealing in securities
21 Feb 2019 - 27 Feb 2019
No
AH8525
UBS AG
Type 4: advising on securities
21 Feb 2019 - 27 Feb 2019
No
AH8525
UBS AG
Type 1: dealing in securities
20 Jul 2018 - 26 Jul 2018
No
AH8525
UBS AG
Type 4: advising on securities
20 Jul 2018 - 26 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.