Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, YUE
Chinese Name of Relevant Individual
劉悅
HKMA Registration Number
AH8542
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2021 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2021 - 31 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2018 - 09 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2018 - 09 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, YUE
:
Chinese Name of Relevant Individual
劉悅
:
HKMA Registration Number
AH8542
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8542
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
10 Aug 2021 - 31 Mar 2024
Yes
AH8542
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
10 Aug 2021 - 31 Mar 2024
Yes
AH8542
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
21 Jul 2018 - 09 Aug 2021
No
AH8542
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
21 Jul 2018 - 09 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.