Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WAI NANG
Chinese Name of Relevant Individual
李偉能
HKMA Registration Number
AH8557
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
19 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 19 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2023 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2023 - 16 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2021 - 27 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2021 - 27 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2019 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2019 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2019 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2019 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Sep 2018 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2018 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2018 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WAI NANG
:
Chinese Name of Relevant Individual
李偉能
:
HKMA Registration Number
AH8557
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Jan 2024
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Jan 2024
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Jan 2024
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8557
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 19 Jan 2024
No
AH8557
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 19 Jan 2024
No
AH8557
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 19 Jan 2024
No
AH8557
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jun 2023 - 16 Dec 2023
No
AH8557
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jun 2023 - 16 Dec 2023
No
AH8557
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2021 - 27 May 2023
No
AH8557
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2021 - 27 May 2023
No
AH8557
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2019 - 01 Jul 2020
No
AH8557
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Nov 2019 - 01 Jul 2020
No
AH8557
CITIBANK, N.A.
Type 1: dealing in securities
08 Nov 2019 - 01 Jul 2020
No
AH8557
CITIBANK, N.A.
Type 4: advising on securities
08 Nov 2019 - 01 Jul 2020
No
AH8557
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2018 - 01 Aug 2019
No
AH8557
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jul 2018 - 01 Aug 2019
No
AH8557
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Jul 2018 - 01 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.