Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TAM, WAN ROU DENISE
Chinese Name of Relevant Individual

譚菀柔
HKMA Registration Number
AH8566
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TAM, WAN ROU DENISE
:
Chinese Name of Relevant Individual
譚菀柔
:
HKMA Registration Number
AH8566
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
25 Jul 2018
No
SALESPERSON
UBS AG
Type 4: advising on securities
25 Jul 2018
No
SALESPERSON