Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HON, YEUK KUK
Chinese Name of Relevant Individual
韓若谷
HKMA Registration Number
AH8610
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH SERVICES, DIRECT CHANNELS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH SERVICES, DIRECT CHANNELS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2019 - 16 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2019 - 16 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HON, YEUK KUK
:
Chinese Name of Relevant Individual
韓若谷
:
HKMA Registration Number
AH8610
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Jul 2021
No
WEALTH SERVICES, DIRECT CHANNELS
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Jul 2021
No
WEALTH SERVICES, DIRECT CHANNELS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8610
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 01 Jul 2021
No
AH8610
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 01 Jul 2021
No
AH8610
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
16 May 2019 - 16 Jun 2021
No
AH8610
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
16 May 2019 - 16 Jun 2021
No
AH8610
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2018 - 28 Feb 2019
No
AH8610
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2018 - 28 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
