Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KAI TIK
Chinese Name of Relevant Individual
何啟廸
HKMA Registration Number
AH8638
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Jul 2018 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KAI TIK
:
Chinese Name of Relevant Individual
何啟廸
:
HKMA Registration Number
AH8638
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8638
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Jul 2018 - 22 Apr 2019
No
AH8638
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Jul 2018 - 22 Apr 2019
No
AH8638
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Jul 2018 - 22 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.