Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, YUEQUN
Chinese Name of Relevant Individual
馬躍群
HKMA Registration Number
AH8639
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, YUEQUN
:
Chinese Name of Relevant Individual
馬躍群
:
HKMA Registration Number
AH8639
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
18 Dec 2018
No
RELATIONSHIP MANAGER, FINANCIAL MARKETS
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
18 Dec 2018
No
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8639
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 18 Dec 2018
No
AH8639
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 18 Dec 2018
No
AH8639
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jul 2018 - 21 Sep 2018
No
AH8639
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jul 2018 - 21 Sep 2018
No
AH8639
DBS BANK LTD.
Type 1: dealing in securities
31 Jul 2018 - 21 Sep 2018
No
AH8639
DBS BANK LTD.
Type 4: advising on securities
31 Jul 2018 - 21 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
