Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KYUNG ROCK
Chinese Name of Relevant Individual
HKMA Registration Number
AH8645
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2018 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2018 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2018 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KYUNG ROCK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH8645
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8645
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
01 Aug 2018 - 23 Dec 2020
No
AH8645
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
01 Aug 2018 - 23 Dec 2020
No
AH8645
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
01 Aug 2018 - 23 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.