Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YAJUN
Chinese Name of Relevant Individual
吳雅君
HKMA Registration Number
AH8646
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE FINANCE
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE FINANCE
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
11 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE FINANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SOCIETE GENERALE
SFC CE number
AAL252
Business Address
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 11 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2019 - 11 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jun 2019 - 11 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2018 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2018 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2018 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2018 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2018 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2018 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YAJUN
:
Chinese Name of Relevant Individual
吳雅君
:
HKMA Registration Number
AH8646
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SOCIETE GENERALE
Type 1: dealing in securities
11 Feb 2022
No
CORPORATE FINANCE
SOCIETE GENERALE
Type 4: advising on securities
11 Feb 2022
No
CORPORATE FINANCE
SOCIETE GENERALE
Type 6: advising on corporate finance
11 Feb 2022
No
CORPORATE FINANCE
Name of Registered Institution
SFC CE number
Business Address
SOCIETE GENERALE
AAL252
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8646
SOCIETE GENERALE
Type 1: dealing in securities
Since 11 Feb 2022
No
AH8646
SOCIETE GENERALE
Type 4: advising on securities
Since 11 Feb 2022
No
AH8646
SOCIETE GENERALE
Type 6: advising on corporate finance
Since 11 Feb 2022
No
AH8646
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
26 Jun 2019 - 11 Jan 2022
No
AH8646
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
20 Jun 2019 - 11 Jan 2022
No
AH8646
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
01 Aug 2018 - 31 Jan 2019
No
AH8646
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
01 Aug 2018 - 31 Jan 2019
No
AH8646
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 6: advising on corporate finance
01 Aug 2018 - 31 Jan 2019
No
AH8646
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
01 Aug 2018 - 31 Jan 2019
No
AH8646
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
01 Aug 2018 - 31 Jan 2019
No
AH8646
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
01 Aug 2018 - 31 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.