Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAO, MICHAEL JIA JUN
Chinese Name of Relevant Individual
廖家俊
HKMA Registration Number
AH8743
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
26 Jun 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
26 Jun 2024 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2023 - 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 May 2023 - 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2023 - 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
12 May 2023 - 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
30 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2023 - 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2023 - 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2023 - 10 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAO, MICHAEL JIA JUN
:
Chinese Name of Relevant Individual
廖家俊
:
HKMA Registration Number
AH8743
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2024 - 28 Jun 2024
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
26 Jun 2024 - 28 Jun 2024
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2024 - 28 Jun 2024
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
26 Jun 2024 - 28 Jun 2024
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2023 - 18 May 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
12 May 2023 - 18 May 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 May 2023 - 18 May 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
12 May 2023 - 18 May 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Mar 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
30 Mar 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Mar 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
30 Mar 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2023 - 10 Feb 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
31 Jan 2023 - 10 Feb 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2023 - 10 Feb 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
31 Jan 2023 - 10 Feb 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
12 Nov 2020 - 25 Jan 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
12 Nov 2020 - 25 Jan 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2018 - 25 Jan 2023
No
AH8743
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2018 - 25 Jan 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.