Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHEUNG, TAO YIM
Chinese Name of Relevant Individual

張桃艷
HKMA Registration Number
AH8819
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, PENSIONS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, PENSIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEUNG, TAO YIM
:
Chinese Name of Relevant Individual
張桃艷
:
HKMA Registration Number
AH8819
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
18 Jul 2024
No
SENIOR VICE PRESIDENT, PENSIONS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
18 Jul 2024
No
SENIOR VICE PRESIDENT, PENSIONS