Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, DINGYUE
Chinese Name of Relevant Individual
闞丁越
HKMA Registration Number
AH8840
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
03 May 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2020 - 11 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2020 - 11 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2018 - 13 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2018 - 13 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, DINGYUE
:
Chinese Name of Relevant Individual
闞丁越
:
HKMA Registration Number
AH8840
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8840
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 May 2021 - 29 Apr 2022
No
AH8840
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
03 May 2021 - 29 Apr 2022
No
AH8840
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
03 May 2021 - 29 Apr 2022
No
AH8840
BNP PARIBAS
Type 1: dealing in securities
26 May 2020 - 11 Mar 2021
No
AH8840
BNP PARIBAS
Type 4: advising on securities
26 May 2020 - 11 Mar 2021
No
AH8840
UBS AG
Type 1: dealing in securities
10 Aug 2018 - 13 Jan 2020
No
AH8840
UBS AG
Type 4: advising on securities
10 Aug 2018 - 13 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.