Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWAN, HERMAN HO WAN
Chinese Name of Relevant Individual

關浩弘
HKMA Registration Number
AH8868
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWAN, HERMAN HO WAN
:
Chinese Name of Relevant Individual
關浩弘
:
HKMA Registration Number
AH8868
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Aug 2018
No
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Aug 2018
No
VICE PRESIDENT ASSOCIATE, HSBC BUSINESS CENTRE, COMMERCIAL BANKING