Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KA NING
Chinese Name of Relevant Individual
李嘉寧
HKMA Registration Number
AH8877
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2022 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2022 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2021 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2021 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2018 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2018 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KA NING
:
Chinese Name of Relevant Individual
李嘉寧
:
HKMA Registration Number
AH8877
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
11 Oct 2023
No
MANAGER
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
11 Oct 2023
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8877
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 11 Oct 2023
No
AH8877
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 11 Oct 2023
No
AH8877
CREDIT SUISSE AG
Type 1: dealing in securities
20 Sep 2022 - 20 Sep 2023
No
AH8877
CREDIT SUISSE AG
Type 4: advising on securities
20 Sep 2022 - 20 Sep 2023
No
AH8877
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2021 - 14 Aug 2022
No
AH8877
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jun 2021 - 14 Aug 2022
No
AH8877
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
11 Aug 2018 - 11 May 2021
No
AH8877
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
11 Aug 2018 - 11 May 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.