Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, NGAN TING ISABELLA
Chinese Name of Relevant Individual

郭雁婷
HKMA Registration Number
AH8897
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, NGAN TING ISABELLA
:
Chinese Name of Relevant Individual
郭雁婷
:
HKMA Registration Number
AH8897
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Aug 2018
No
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Aug 2018
No
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR