Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HO KAN
Chinese Name of Relevant Individual
黃浩芹
HKMA Registration Number
AH8914
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Feb 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2019 - 27 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2019 - 27 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2018 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HO KAN
:
Chinese Name of Relevant Individual
黃浩芹
:
HKMA Registration Number
AH8914
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8914
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
24 Feb 2021 - 29 Apr 2022
No
AH8914
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
21 Jan 2021 - 29 Apr 2022
No
AH8914
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2019 - 27 Dec 2020
No
AH8914
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Oct 2019 - 27 Dec 2020
No
AH8914
UBS AG
Type 1: dealing in securities
16 Aug 2018 - 04 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.