Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, TAO
Chinese Name of Relevant Individual
劉弢
HKMA Registration Number
AH8963
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2026 - 16 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Oct 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2018 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2018 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, TAO
:
Chinese Name of Relevant Individual
劉弢
:
HKMA Registration Number
AH8963
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH8963
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Feb 2026 - 16 May 2026
No
AH8963
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Oct 2023 - 30 Nov 2025
No
AH8963
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Oct 2023 - 30 Nov 2025
No
AH8963
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Oct 2023 - 30 Nov 2025
No
AH8963
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2018 - 28 Feb 2022
No
AH8963
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2018 - 28 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.