Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEO, SAI YIN ALLAN
Chinese Name of Relevant Individual

廖世然
HKMA Registration Number
AH8968
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEO, SAI YIN ALLAN
:
Chinese Name of Relevant Individual
廖世然
:
HKMA Registration Number
AH8968
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
17 Aug 2018
No
FIRST VICE PRESIDENT
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
17 Aug 2018
No
FIRST VICE PRESIDENT