Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, ZONGYUAN
Chinese Name of Relevant Individual

劉宗源
HKMA Registration Number
AH9015
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL FINANCING AND CREDIT TRADING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, ZONGYUAN
:
Chinese Name of Relevant Individual
劉宗源
:
HKMA Registration Number
AH9015
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Aug 2018
No
GLOBAL FINANCING AND CREDIT TRADING