Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, KAI
Chinese Name of Relevant Individual
常凯
HKMA Registration Number
AH9063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2019 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2019 - 22 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, KAI
:
Chinese Name of Relevant Individual
常凯
:
HKMA Registration Number
AH9063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9063
BARCLAYS BANK PLC
Type 4: advising on securities
23 Aug 2019 - 31 Aug 2019
No
AH9063
BARCLAYS BANK PLC
Type 4: advising on securities
15 Mar 2019 - 22 Mar 2019
No
AH9063
BARCLAYS BANK PLC
Type 4: advising on securities
24 Aug 2018 - 31 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.