Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZETO, KI LUN
Chinese Name of Relevant Individual
司徒祺倫
HKMA Registration Number
AH9119
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY, PRIVATE BANKING
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2021 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2021 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Apr 2021 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2018 - 25 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2018 - 25 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZETO, KI LUN
:
Chinese Name of Relevant Individual
司徒祺倫
:
HKMA Registration Number
AH9119
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Apr 2022
No
INVESTMENT ADVISORY, PRIVATE BANKING
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Apr 2022
No
INVESTMENT ADVISORY, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9119
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 13 Apr 2022
No
AH9119
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 13 Apr 2022
No
AH9119
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Apr 2021 - 03 Mar 2022
No
AH9119
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Apr 2021 - 03 Mar 2022
No
AH9119
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Apr 2021 - 03 Mar 2022
No
AH9119
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Aug 2018 - 25 Mar 2021
No
AH9119
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Aug 2018 - 25 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
