Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, PAK LAM
Chinese Name of Relevant Individual
樊栢霖
HKMA Registration Number
AH9126
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2024 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2024 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Jul 2024 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2021 - 06 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2021 - 06 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2018 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2018 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, PAK LAM
:
Chinese Name of Relevant Individual
樊栢霖
:
HKMA Registration Number
AH9126
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9126
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Jul 2024 - 02 Dec 2025
No
AH9126
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Jul 2024 - 02 Dec 2025
No
AH9126
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Jul 2024 - 02 Dec 2025
No
AH9126
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Dec 2021 - 06 Jun 2024
No
AH9126
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Dec 2021 - 06 Jun 2024
No
AH9126
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Aug 2018 - 04 Jul 2021
No
AH9126
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Aug 2018 - 04 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.