Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAM, KWONG YUEN
Chinese Name of Relevant Individual

林廣源
HKMA Registration Number
AH9147
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT - CORPORATE BUSINESS, PENSIONS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT - CORPORATE BUSINESS, PENSIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAM, KWONG YUEN
:
Chinese Name of Relevant Individual
林廣源
:
HKMA Registration Number
AH9147
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
31 Aug 2018
No
SENIOR VICE PRESIDENT - CORPORATE BUSINESS, PENSIONS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
31 Aug 2018
No
SENIOR VICE PRESIDENT - CORPORATE BUSINESS, PENSIONS