Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, PO YIP
Chinese Name of Relevant Individual
李普業
HKMA Registration Number
AH9161
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2022 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2022 - 12 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2018 - 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2018 - 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, PO YIP
:
Chinese Name of Relevant Individual
李普業
:
HKMA Registration Number
AH9161
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2025
No
INSURANCE SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9161
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 19 Jul 2025
No
AH9161
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Sep 2022 - 12 May 2025
No
AH9161
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Sep 2022 - 12 May 2025
No
AH9161
CITIBANK, N.A.
Type 1: dealing in securities
29 Sep 2022 - 31 Dec 2024
No
AH9161
CITIBANK, N.A.
Type 4: advising on securities
29 Sep 2022 - 31 Dec 2024
No
AH9161
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Sep 2018 - 15 Jul 2022
No
AH9161
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Sep 2018 - 15 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.