Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHING, HO SANG
Chinese Name of Relevant Individual
程灝生
HKMA Registration Number
AH9172
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2023 - 18 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2021 - 08 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2021 - 08 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2019 - 27 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2019 - 27 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2018 - 21 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2018 - 21 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Sep 2018 - 21 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHING, HO SANG
:
Chinese Name of Relevant Individual
程灝生
:
HKMA Registration Number
AH9172
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9172
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2023 - 18 Mar 2024
No
AH9172
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jan 2021 - 08 Nov 2023
No
AH9172
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
29 Jan 2021 - 08 Nov 2023
No
AH9172
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Jan 2019 - 27 Nov 2020
No
AH9172
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Jan 2019 - 27 Nov 2020
No
AH9172
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Sep 2018 - 21 Nov 2018
No
AH9172
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Sep 2018 - 21 Nov 2018
No
AH9172
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2018 - 21 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
