Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHEUK FUNG
Chinese Name of Relevant Individual
王卓鋒
HKMA Registration Number
AH9175
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
09 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
09 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2021 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Oct 2021 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2021 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2021 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2021 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2018 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2018 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Sep 2018 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHEUK FUNG
:
Chinese Name of Relevant Individual
王卓鋒
:
HKMA Registration Number
AH9175
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Oct 2024
No
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Oct 2024
No
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Oct 2024
No
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
09 Oct 2024
No
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
09 Oct 2024
No
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
09 Oct 2024
No
RELATIONSHIP MANAGER, TELECOMMUNICATIONS, MEDIA AND TECHNOLOGY, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9175
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 09 Oct 2024
No
AH9175
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 09 Oct 2024
No
AH9175
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 09 Oct 2024
No
AH9175
DBS BANK LTD.
Type 1: dealing in securities
Since 09 Oct 2024
No
AH9175
DBS BANK LTD.
Type 4: advising on securities
Since 09 Oct 2024
No
AH9175
DBS BANK LTD.
Type 6: advising on corporate finance
Since 09 Oct 2024
No
AH9175
BNP PARIBAS
Type 1: dealing in securities
21 Oct 2021 - 27 Sep 2024
No
AH9175
BNP PARIBAS
Type 6: advising on corporate finance
21 Oct 2021 - 27 Sep 2024
No
AH9175
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021 - 03 Oct 2021
No
AH9175
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021 - 03 Oct 2021
No
AH9175
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2021 - 03 Oct 2021
No
AH9175
DBS BANK LTD.
Type 1: dealing in securities
01 Sep 2018 - 03 Oct 2021
No
AH9175
DBS BANK LTD.
Type 4: advising on securities
01 Sep 2018 - 03 Oct 2021
No
AH9175
DBS BANK LTD.
Type 6: advising on corporate finance
01 Sep 2018 - 03 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.