Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAO, SAIFENG
Chinese Name of Relevant Individual
茅賽峰
HKMA Registration Number
AH9182
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2022 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2022 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Apr 2022 - 25 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2018 - 25 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2018 - 25 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2018 - 25 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAO, SAIFENG
:
Chinese Name of Relevant Individual
茅賽峰
:
HKMA Registration Number
AH9182
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9182
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
27 Apr 2022 - 25 Jul 2025
No
AH9182
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
27 Apr 2022 - 25 Jul 2025
No
AH9182
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
27 Apr 2022 - 25 Jul 2025
No
AH9182
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2018 - 25 Feb 2022
No
AH9182
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2018 - 25 Feb 2022
No
AH9182
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Sep 2018 - 25 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.