Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, KAI MAN
Chinese Name of Relevant Individual

區繼文
HKMA Registration Number
AH9208
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CREDIT RESEARCH
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, KAI MAN
:
Chinese Name of Relevant Individual
區繼文
:
HKMA Registration Number
AH9208
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
04 Sep 2018
No
CREDIT RESEARCH