Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, MING JEN
Chinese Name of Relevant Individual
楊明仁
HKMA Registration Number
AH9267
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2023 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2023 - 30 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2022 - 18 Dec 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2022 - 18 Dec 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, MING JEN
:
Chinese Name of Relevant Individual
楊明仁
:
HKMA Registration Number
AH9267
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9267
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
21 Dec 2023 - 30 Apr 2024
No
AH9267
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
21 Dec 2023 - 30 Apr 2024
No
AH9267
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
28 Mar 2022 - 18 Dec 2022
Yes
AH9267
TAIWAN SHIN KONG COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
28 Mar 2022 - 18 Dec 2022
Yes
AH9267
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
07 Sep 2018 - 31 Oct 2018
No
AH9267
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
07 Sep 2018 - 31 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.