Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAN, TSUNG WEN MELODY
Chinese Name of Relevant Individual
顏瑽韻
HKMA Registration Number
AH9271
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Sep 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF EQUITY CAPITAL MARKETS APAC
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Sep 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF EQUITY CAPITAL MARKETS APAC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Effective Date
05 Nov 2021
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Effective Date
05 Nov 2021
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 05 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2018 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Sep 2018 - 04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAN, TSUNG WEN MELODY
:
Chinese Name of Relevant Individual
顏瑽韻
:
HKMA Registration Number
AH9271
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Sep 2018
Yes
CO-HEAD OF EQUITY CAPITAL MARKETS APAC
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
07 Sep 2018
Yes
CO-HEAD OF EQUITY CAPITAL MARKETS APAC
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Registered Institution
Effective Date
Description
DEUTSCHE BANK AKTIENGESELLSCHAFT
1
05 Nov 2021
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
DEUTSCHE BANK AKTIENGESELLSCHAFT
2
05 Nov 2021
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9271
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 05 Nov 2021
Yes
AH9271
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
Since 05 Nov 2021
Yes
AH9271
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Sep 2018 - 04 Nov 2021
No
AH9271
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
07 Sep 2018 - 04 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.