Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA HO RICKY
Chinese Name of Relevant Individual
陳家豪
HKMA Registration Number
AH9278
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2019 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2019 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2018 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2018 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA HO RICKY
:
Chinese Name of Relevant Individual
陳家豪
:
HKMA Registration Number
AH9278
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9278
CHONG HING BANK LIMITED
Type 1: dealing in securities
29 Jan 2021 - 31 Mar 2022
No
AH9278
CHONG HING BANK LIMITED
Type 4: advising on securities
29 Jan 2021 - 31 Mar 2022
No
AH9278
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
23 Jul 2019 - 30 Jun 2020
No
AH9278
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
23 Jul 2019 - 30 Jun 2020
No
AH9278
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Sep 2018 - 06 Jun 2019
No
AH9278
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Sep 2018 - 06 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.