Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, XIAOXIANG
Chinese Name of Relevant Individual
林晓翔
HKMA Registration Number
AH9317
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2018 - 05 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2018 - 09 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2018 - 09 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, XIAOXIANG
:
Chinese Name of Relevant Individual
林晓翔
:
HKMA Registration Number
AH9317
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9317
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
30 Nov 2018 - 05 May 2020
No
AH9317
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Sep 2018 - 09 Apr 2020
No
AH9317
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Sep 2018 - 09 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
