Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TEO, SHIQING
Chinese Name of Relevant Individual
HKMA Registration Number
AH9345
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2026 - 27 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2023 - 17 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TEO, SHIQING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9345
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9345
TORONTO-DOMINION BANK
Type 1: dealing in securities
25 May 2026 - 27 May 2026
No
AH9345
TORONTO-DOMINION BANK
Type 1: dealing in securities
12 Feb 2023 - 17 Feb 2023
No
AH9345
TORONTO-DOMINION BANK
Type 1: dealing in securities
10 Jan 2019 - 18 Jan 2019
No
AH9345
TORONTO-DOMINION BANK
Type 1: dealing in securities
14 Sep 2018 - 21 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.