Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, LIU
Chinese Name of Relevant Individual
楊柳
HKMA Registration Number
AH9346
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH MANAGEMENT
Remarks
Engage in the regulated activity until 10 Jul 2026
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
03 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH MANAGEMENT
Remarks
Engage in the regulated activity until 10 Jul 2026
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE WEALTH MANAGEMENT
Remarks
Engage in the regulated activity until 10 Jul 2026
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
SFC CE number
BDM672
Business Address
LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
27 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2023 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2018 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
14 Sep 2018 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, LIU
:
Chinese Name of Relevant Individual
楊柳
:
HKMA Registration Number
AH9346
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
03 Jun 2026
No
PRIVATE WEALTH MANAGEMENT
Engage in the regulated activity until 10 Jul 2026
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
03 Jun 2026
No
PRIVATE WEALTH MANAGEMENT
Engage in the regulated activity until 10 Jul 2026
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
03 Jun 2026
No
PRIVATE WEALTH MANAGEMENT
Engage in the regulated activity until 10 Jul 2026
Name of Registered Institution
SFC CE number
Business Address
MORGAN STANLEY BANK ASIA LIMITED
BDM672
LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
Since 03 Jun 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
Since 03 Jun 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
Since 03 Jun 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Mar 2026 - 03 Apr 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
09 Mar 2026 - 03 Apr 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
09 Mar 2026 - 03 Apr 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
03 Jan 2026 - 09 Jan 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
03 Jan 2026 - 09 Jan 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
03 Jan 2026 - 09 Jan 2026
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
27 Aug 2025 - 29 Aug 2025
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
27 Aug 2025 - 29 Aug 2025
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
27 Aug 2025 - 29 Aug 2025
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
28 Mar 2023 - 22 Jul 2025
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
14 Sep 2018 - 22 Jul 2025
No
AH9346
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
14 Sep 2018 - 22 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.