Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, PO LAM
Chinese Name of Relevant Individual
李寳林
HKMA Registration Number
AH9358
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK SINOPAC
SFC CE number
ABR747
Business Address
26/F, CENTRAL TOWER, 28 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2022 - 13 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2022 - 13 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2018 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, PO LAM
:
Chinese Name of Relevant Individual
李寳林
:
HKMA Registration Number
AH9358
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK SINOPAC
Type 1: dealing in securities
16 Jan 2024
No
ASSISTANT MANAGER
BANK SINOPAC
Type 4: advising on securities
16 Jan 2024
No
ASSISTANT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK SINOPAC
ABR747
26/F, CENTRAL TOWER, 28 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9358
BANK SINOPAC
Type 1: dealing in securities
Since 16 Jan 2024
No
AH9358
BANK SINOPAC
Type 4: advising on securities
Since 16 Jan 2024
No
AH9358
BANK SINOPAC
Type 1: dealing in securities
08 Jan 2022 - 13 Apr 2023
No
AH9358
BANK SINOPAC
Type 4: advising on securities
08 Jan 2022 - 13 Apr 2023
No
AH9358
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
15 Sep 2018 - 06 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.