Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU YEUNG, YU PIN IVAN
Chinese Name of Relevant Individual

歐陽宇翩
HKMA Registration Number
AH9359
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU YEUNG, YU PIN IVAN
:
Chinese Name of Relevant Individual
歐陽宇翩
:
HKMA Registration Number
AH9359
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
15 Sep 2018
No
TREASURY SERVICES
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
15 Sep 2018
No
TREASURY SERVICES