Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IYER, SREENIVASAN G KRISHNA
Chinese Name of Relevant Individual
HKMA Registration Number
AH9373
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Dec 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2025 - 11 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2025 - 11 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2025 - 25 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Apr 2025 - 25 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2023 - 08 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Dec 2023 - 08 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Sep 2018 - 21 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IYER, SREENIVASAN G KRISHNA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9373
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2025 - 05 Dec 2025
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Dec 2025 - 05 Dec 2025
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Jun 2025 - 11 Jun 2025
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
09 Jun 2025 - 11 Jun 2025
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Apr 2025 - 25 Apr 2025
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Apr 2025 - 25 Apr 2025
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Dec 2023 - 08 Dec 2023
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
07 Dec 2023 - 08 Dec 2023
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Sep 2018 - 21 Sep 2018
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Sep 2018 - 21 Sep 2018
No
AH9373
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
17 Sep 2018 - 21 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.