Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, JUI LUNG
Chinese Name of Relevant Individual
孫瑞隆
HKMA Registration Number
AH9376
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING INVESTMENT CONSULTANT
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Dec 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING INVESTMENT CONSULTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
SFC CE number
AGV591
Business Address
23/F, ONE CAUSEWAY BAY, 281 GLOUCESTER ROAD, CAUSEWAY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2022 - 19 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2019 - 19 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2018 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2018 - 24 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, JUI LUNG
:
Chinese Name of Relevant Individual
孫瑞隆
:
HKMA Registration Number
AH9376
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
16 Aug 2019
Yes
HEAD OF PRIVATE BANKING INVESTMENT CONSULTANT
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
07 Dec 2022
Yes
HEAD OF PRIVATE BANKING INVESTMENT CONSULTANT
Name of Registered Institution
SFC CE number
Business Address
CATHAY UNITED BANK COMPANY, LIMITED
AGV591
23/F, ONE CAUSEWAY BAY, 281 GLOUCESTER ROAD, CAUSEWAY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9376
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
Since 20 Mar 2023
Yes
AH9376
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
Since 20 Mar 2023
Yes
AH9376
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
07 Dec 2022 - 19 Mar 2023
No
AH9376
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
16 Aug 2019 - 19 Mar 2023
No
AH9376
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
18 Sep 2018 - 24 May 2019
No
AH9376
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
18 Sep 2018 - 24 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
