Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, NGAI
Chinese Name of Relevant Individual
張藝
HKMA Registration Number
AH9416
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2021 - 13 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2021 - 13 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2018 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2018 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, NGAI
:
Chinese Name of Relevant Individual
張藝
:
HKMA Registration Number
AH9416
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 May 2024
No
FINANCIAL MARKETS
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 May 2024
No
FINANCIAL MARKETS
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 May 2024
No
FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9416
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 03 May 2024
No
AH9416
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 03 May 2024
No
AH9416
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 03 May 2024
No
AH9416
BANK OF MONTREAL
Type 1: dealing in securities
06 Sep 2021 - 13 Mar 2024
No
AH9416
BANK OF MONTREAL
Type 4: advising on securities
06 Sep 2021 - 13 Mar 2024
No
AH9416
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
21 Sep 2018 - 31 Mar 2019
No
AH9416
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
21 Sep 2018 - 31 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
